Marc McCain

Marc McCain

Marc McCain

Director

Marc McCain has more than 13 years of experience working in financial services and broker-dealer operations. As an innovative self-starter, McCain has helped launch compliance and operations departments for two previous financial firms and is intimately familiar with FINRA and SEC regulations and protocol.

Prior to his experience in compliance, McCain worked in securities lending for more than nine years as a trader at Apex Clearing in Dallas, TX and then as a manager at Scottrade in St. Louis, MO where he helped create the securities lending department and managed a $1 billion securities lending book.

Today, McCain has a vast knowledge and experience working in both brokerage and crypto compliance as he’s created policies and procedures for the ever-changing financial industry. He graduated with a Bachelor’s of Science in Economics from the College of Charleston in 2006 and currently holds a Series 24, 7, and 63.