January 9, 2018
We are pleased to release Blue River’s Annual Compliance Update. Each year we look forward to sharing a review of the current regulatory climate, as well as highlight compliance obligations for the new year.
In this year’s publication, we cover notable regulatory issues and significant enforcement actions. We also provide a compliance calendar outlining filings and other action items applicable to many of our clients and investment advisers.
The report can be downloaded here.
If you have any questions about this year’s Annual Compliance Update, please do not hesitate to contact us. Our industry experts are available to assist as needed.
All the best in 2018,
Blue River Partners, LLC