Annual Year-end Compliance Update Released

January 6, 2017 | Dear Investment Management Colleagues:

Once again, Blue River is pleased to share our Annual Compliance Update for 2016. Following a great year for the business, we are excited to share a review of the current regulatory climate as well as highlight compliance obligations for 2017. Within the report you’ll find a compliance calendar containing filings and other action items applicable to many investment advisers.

The document can be viewed here.

In addition to the items listed in the Update, firms should take time to review fund subscription documents and private placement memoranda to determine if they need to be amended and revised to reflect the following industry changes.

As always, please let us know if Blue River can assist in any way with respect to any matters discussed.

All the best in 2017,

Blue River Partners LLC

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